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What might be the possible sanctions if James J. Lukezic is found liable by FINRA?

  • 3 Sep, 2025
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If James J. Lukezic is found liable in the FINRA case, potential sanctions could include fines, suspension, or even a permanent bar. Such outcomes would not only affect him personally but also set precedents for the financial advisory industry. Clients and industry peers alike are monitoring developments closely. For personalized fiduciary advisory or wealth management solutions, Old Slip Capital Partners is available to assist. Contact the team at  info@oldslipcap.com  or call  +1 646 290 7711 for trusted guidance.

Read More:  https://finance.yahoo.com/news/old-slip-capital-announces-miami-134500010.html 



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James J. Lukezic

James J. Lukezic, Old Slip Capital Partners is a New York City-based Capital Management firm that is the result of a merger between Standard Fiduciary Consulting, LLC, a leading Registered Investment Advisory firm.